Skip to main content Skip to footer

Exploring Civic Technology and Participatory Policy Making Within a Combined Authority

⌚ Estimated reading time: 3 minutes

Martin King

Lecturer, Northumbria Business School

Martin King from Northumbria University’s Business and Law department, was awarded a CAPE Collaboration Fund award to explore the benefits and challenges of civic technology to facilitate participation in policy making, working in collaboration with the North of Tyne Combined authority (NTCA), now North East Combined Authority (NECA). Below, Martin discusses how he and colleagues aimed to understand how digital platforms can be used to improve decision-making, enhance trust between citizens and policymakers, and build social cohesion. 

Developing effective social policy requires more meaningful engagement with citizens, drawing on their expertise and building a mandate for action. Democratic innovations and emerging civic tech promise new ways to achieve this, deepening the role of citizens in policy making and overcome barriers to effective policy making. Yet the field is poorly understood, and there is a need to have better conversations around how these innovative approaches integrate with the practice of policy makers.

A research team from the Centre for Digital Citizens at Northumbria University collaborated with policy officers from North of Tyne Combined Authority (NTCA) on a CAPE Collaboration Fund project exploring the role of citizen participation in policy making and the opportunities and challenges presented by civic technology. This project built on previous collaboration between the teams which involved evaluating the NTCA’s Climate Assembly and decision making on Net Zero. Our collaboration generated two outputs, the development of a framework for participation allowing us to better understand and locate the practical value of citizen input in policy making, and a model of deliberation that allows us to better navigate the diverse range of platforms available to support policymakers. The process also helped to surface useful insights and correctives on how academic research approaches deliberative engagement in policy making, as well as serving as an opportunity for both researchers and policymakers to develop skills and learn about different approaches to improving participation and engagement.

Public authorities are increasingly turning to participatory and deliberative forms of engagement when tackling complex policy problems (OECD 2021). Participatory processes are process that involve citizens in decisions which impact them. Deliberative engagement is a specific form of participatory process that involves deliberation, critical rational discourse in which citizens engage in careful consideration of the arguments and trade-offs of different policies. The promise of deliberative engagement is that they help us make better informed decisions, more legitimate decisions, and realise other social benefits, such as enhanced citizen capacity and social cohesion. This is the argument in the abstract, but we are still learning what this means in practice. 

Policy officers, actors who are responsible for responding to citizen input and translating this into policy impact, are in a unique position to understand the potential value of citizen input, the requirements of this input and the practicalities of responding meaningfully to these processes. From our previous research we found there was limited understanding of democratic innovations by policy officers, and equally there was limited engagement with the needs of policy officers in the theorising and development of democratic innovations. Furthermore, in practical instances of engagement processes, policy officers may have limited involvement in the planning and development of these processes or even be unaware of them until they are expected to respond. In this project, we wanted to try to better understand the work and perspectives of policy officers, and what potential value and role citizen input could play.  

Exploring participatory policy making with policy officers at North of Tyne Combined Authority

The Northumbria team collaborated with policy officers from NTCA through a series of one-to-one discussions and workshops. The discussions sought to locate opportunities for citizen input into the work of policymakers, surfacing examples of where citizen input might generate better informed decisions, legitimise decisions, or otherwise benefit society. The conversations helped us to generate a framework for participation. They also highlighted the significance of relationship building and surfaced interesting tensions around how we think about deliberation. Deliberative engagement is often advocated as a means to building trust between citizens and policymakers. Yet, deliberation is also an activity that relies on pre-existing trust and tests relationships; getting people in the room, contributing, listening to others, assumes trust between citizens and policy makers that can be difficult to establish. Furthermore, deliberation involves navigating disagreement and careful consideration of difficult, social sensitive issues, which can be testing, awkward, inefficient, and frustrating, even when it is working well.

If the one-to-one sessions addressed the question of why we do participation, the workshops explored how we do participation. Citizen Assemblies are one of the most celebrated examples of citizen engagement, and NTCA became the first combined authority to implement this approach following many cases at other levels of governance (King and Wilson 2021). NTCA were interested in exploring further approaches to build on this engagement and were particularly keen to explore the opportunities of digital engagement.

There has been a surge in interest in digital engagement following the pandemic and high-profile cases in Iceland, Finland, France and Taiwan (Bass 2022). For policymakers, there are barriers in navigating this field and identifying how approaches might be best applied to support their work. The field is diverse, awareness can be limited, and the purpose intended by developers may differ from the application most valuable for policymakers. The technologies typically emerge with limited input from the intended users or validation in policy making contexts, establishing the case for more collaborative work between practitioners, academics and policymakers in this area. 

Our workshops explored two different approaches to digital engagement. The first utilised Pol.is, a deliberative-crowdsourcing platform that has been used effectively in the vTaiwan process (Megill 2016). The second case utilised an approach based on structured argumentation. Through the project workshops we were able to develop a preliminary model of the elements of deliberation in support of making sense of this field.

The CAPE network was helpful in enabling us to share learning and the outputs of these workshops, and connect with other academics and policymakers engaged in this challenge. Our project was selected to be a demonstrator project for the Newham Council Participation Academy Business Case by CAPE fellows at Newham Council and was also used as a case for Policy Labs discussions. Two of the outputs of the project; the framework of participatory goods and the model of the elements of deliberation have helped to inform explorations and civic tech and online deliberation platforms and help in the planning of deliberative participatory exercises of other local authorities and public organisations. The NTCA identified areas where these tools might support their engagement work, for example on education, and we are continuing to consult with them in their engagement projects.

References

Bass, T (2022) “Inclusive policy making in a digital age: The case for crowdsourced deliberation” in Medium [ONLINE] Available at: https://medium.com/participo/inclusive-policy-making-in-a-digital-age-the-case-for-crowdsourced-deliberation-67471d09169a

Martin King & Rob Wilson (2023) Local government and democratic innovations: reflections on the case of citizen assemblies on climate change, Public Money & Management, 43:1, 73-76, DOI: 10.1080/09540962.2022.2033462

Megill C (2016) Pol.is in Taiwan [Online] Available at: ttps://blog.pol.is/pol-is-intaiwan-da7570d372b5#.fq6w6zf4p [Accessed 9/7/2017]

OECD (2020), Innovative Citizen Participation and New Democratic Institutions: Catching the Deliberative Wave, OECD Publishing, Paris, https://doi.org/10.1787/339306da-en.